We all know and understand the risks of a tick-box
mentality which means people or organisations take the minimal and potentially
superficial approach to addressing issues.
Whether it’s to pass an audit, regulatory compliance or
assure the supplier, boss or customer that everything is OK, simply doing the
minimum to ensure you are legal, decent and honest is seldom enough to protect
you if it all goes wrong.
I am reading a book “The Infiltrator” (by Robert Mazure)
and it’s revelatory as a true story of the biggest drug cartel in history and
the systemic failures of people, process and technology to stop money
laundering.
It’s always a challenge in any business to engage staff
to be interested, to be passionate, to be informed and to take ownership.
Without strong leadership and shared responsibility many organisations end-up
with a “do the minimum” approach which although ostensibly compliant is seldom
robust.
This is foolish but its becomes insidious if someone is
asking YOU to tick the box for them.
“Can you approve this?” is something of which to be wary.
“We just need YOU to satisfy our [Auditor, Regulatory,
Customer, Client, Board]” is something
to be cautious of agreeing to because you’ll get little thanks if everything is
OK and a whole lot of woe otherwise.
There is a lot of criticism for managers or civil servants
who attempt to outsource risk or responsibility by standing behind consultants’
reports and professional indemnities. The bigger fools are surely those that
sell their brand or reputation cheaply without being certain what they are
underwriting.
A true partnership is not one where Customer-A outsources
risk and responsibility to Supplier-B, but one where both organisations work
together to fully understand and satisfy all the requirements.
This is the difference between outcome (a robust solution)
and output (a completed form). The outcome should be a solution this is
suitable, feasible and acceptable and this should precede the output, which is
a ticked box.
What do you think?
ABOUT THE AUTHOR
Tim Rogers is an experienced Management Consultant,
Project and Change Leader. He is also Commonwealth Triathlete and World
Championships Rower and a Tutor/Mentor on the Chartered Management Institute.
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